Quantum mechanics is built upon a set of postulates that replace the deterministic trajectories of classical mechanics with a probabilistic framework based on Hilbert space.
Postulates of Quantum Mechanics.
The State Vector: The state of a physical system is completely described by a vector ∣ψ(t)⟩ in a complex Hilbert space.
Observables and Operators: Every physical observable (e.g., position, momentum, energy) corresponds to a Hermitian operator acting on this Hilbert space.
Measurement (Born’s Rule): If an observable A is measured, the outcome must be one of the eigenvalues an of the corresponding operator A^. The probability of obtaining an is P(an)=∣⟨an∣ψ⟩∣2.
State Collapse: Immediately after a measurement of A that yields an, the state of the system “collapses” to the corresponding eigenvector ∣an⟩.
Time Evolution: Between measurements, the state evolves according to the Time-Dependent Schrodinger Equation:
iℏdtd∣ψ(t)⟩=H^∣ψ(t)⟩,
where $\hat H$ is the Hamiltonian (total energy) operator.
Superposition Principle.
Because the Schrodinger equation is linear, any linear combination of valid states is also a valid state: ∣ψ⟩=c1∣ψ1⟩+c2∣ψ2⟩. This leads to interference effects, where amplitudes (not probabilities) add.
Unitary Evolution.
For a time-independent Hamiltonian, the evolution operator is U^(t)=e−iH^t/ℏ. Since H^ is Hermitian, U^ is unitary (U^†U^=I^), which ensures that the total probability ⟨ψ∣ψ⟩=1 is conserved over time.
iℏdtd∣ψ(t)⟩A^∣an⟩⟨A^⟩=H^∣ψ(t)⟩=an∣an⟩,P(an)=∣⟨an∣ψ⟩∣2=⟨ψ∣A^∣ψ⟩(Schrodinger Equation)(Eigenvalues and Probabilities)(Expectation Value)
Example: The Qubit.
The simplest quantum system is a two-level system (qubit). A general state is ∣ψ⟩=α∣0⟩+β∣1⟩ with ∣α∣2+∣β∣2=1. Measuring in the {∣0⟩,∣1⟩} basis yields 0 with probability ∣α∣2.
A qubit is prepared in the state ∣ψ⟩=21∣0⟩+21eiπ/4∣1⟩, where ∣0⟩ and ∣1⟩ are eigenstates of σ^z with eigenvalues +1 and −1. We measure σz.
The probabilities are:
P(+1)=∣⟨0∣ψ⟩∣2=(1/2)2=1/2
P(−1)=∣⟨1∣ψ⟩∣2=(1/2)2=1/2
The expectation value is
⟨σ^z⟩=21(+1)+21(−1)=0.
If instead we measure σx, we rewrite ∣ψ⟩ in the σx basis where ∣+⟩x=21(∣0⟩+∣1⟩) and ∣−⟩x=21(∣0⟩−∣1⟩). The expansion gives P(+1)=cos2(π/8)≈0.854 and P(−1)=sin2(π/8)≈0.146.
Problem 1. Show that the time-evolution operator U^(t)=e−iH^t/ℏ is unitary for a time-independent Hermitian Hamiltonian.
Solution. For H^ Hermitian, H^†=H^. Then
U^†(t)=e+iH^†t/ℏ=e+iH^t/ℏ=U^(−t).
Therefore
U^†(t)U^(t)=e+iH^t/ℏe−iH^t/ℏ=e0=I^,
so U^(t) is unitary. Unitarity guarantees conservation of total probability.
Problem 2. A system is in state ∣ψ⟩=51(2∣1⟩+∣2⟩+i∣3⟩), where {∣1⟩,∣2⟩,∣3⟩} is an orthonormal basis. Normalize the state and find the probability of measuring the system in ∣1⟩.
Solution. First check normalization:
⟨ψ∣ψ⟩=51(4+1+1)=56=1.
The normalized state is ∣ψnorm⟩=65∣ψ⟩=61(2∣1⟩+∣2⟩+i∣3⟩). The probability of ∣1⟩ is
P(1)=∣⟨1∣ψnorm⟩∣2=622=64=32.
Problem 3. If a measurement of observable A^ on state ∣ψ⟩ yields eigenvalue an, what is the state immediately after measurement?
Solution. By the postulate of state collapse, immediately after obtaining an the state collapses to the corresponding normalized eigenvector ∣an⟩:
∣ψafter⟩=∣⟨an∣ψ⟩∣2∣an⟩⟨an∣ψ⟩=∣an⟩.
The phase is arbitrary and usually omitted.
Section summary.
Quantum mechanics describes systems using state vectors in Hilbert space, with Hermitian operators representing observables and unitary operators representing time evolution.
The state of a quantum particle is completely specified by a complex-valued wave functionψ(r,t). It is a probability amplitude; the physical interpretation is given by Born’s rule.
Probability Interpretation and Normalization.
The probability of finding the particle in a volume d3r is P(r,t)d3r=∣ψ(r,t)∣2d3r. Since the particle must be somewhere in space, the wave function must be normalized:
∫−∞∞∣ψ(r,t)∣2d3r=1.
For a wave function to be physically meaningful, it must be square-integrable (belong to the L2 Hilbert space).
Expectation Values and Operators.
Observables are represented by Hermitian operators A^. The average result of many measurements of A on identically prepared states is the expectation value:
⟨A⟩=∫ψ∗A^ψd3r.
Key operators in the position representation:
Position: r^=r
Momentum: p^=−iℏ∇
Probability Current.
Local conservation of probability is expressed by the continuity equation:
∂t∂ρ+∇⋅j=0,ρ=∣ψ∣2.
The probability currentj represents the flow of probability density:
j=2miℏ(ψ∗∇ψ−ψ∇ψ∗)=m1Re(ψ∗p^ψ).
Momentum Space and Fourier Transforms.
The state can also be represented in momentum space by the function ϕ(p,t). The two representations are related by a Fourier transform:
This duality is the origin of the Heisenberg Uncertainty Principle: ΔxΔp≥ℏ/2. A spatially localized wave packet (small Δx) must be composed of many momentum states (large Δp).
Problem 1. A particle has wave function ψ(x)=Ae−∣x∣/a with a=0.5nm. Find the normalization constant A and the probability of finding the particle in the region 0<x<a.
Problem 2. For a particle with ψ(x)=2/Lsin(πx/L) in an infinite well 0<x<L, calculate the probability current j(x).
Solution. Using j=2miℏ(ψ∗∇ψ−ψ∇ψ∗):
ψ∗=ψ=L2sin(Lπx),dxdψ=L2Lπcos(Lπx).
Then
j(x)=2miℏ[ψdxdψ−ψdxdψ]=0,
since ψ is real. A stationary state in a bound potential has zero probability current.
Problem 3. Show that a Gaussian wave packet ψ(x)=(2πσ2)−1/4e−x2/(4σ2) satisfies ΔxΔp=ℏ/2.
Solution. The position probability density is ∣ψ∣2=(2πσ2)−1/2e−x2/(2σ2), a Gaussian with variance σ2, so Δx=σ.
The momentum-space wave function is
ϕ(p)=(πℏ22σ2)1/4e−σ2p2/ℏ2,
with probability density ∣ϕ(p)∣2=2σ2/(πℏ2)e−2σ2p2/ℏ2. This is a Gaussian with variance ℏ2/(4σ2), so Δp=ℏ/(2σ).
Therefore ΔxΔp=σ⋅ℏ/(2σ)=ℏ/2.
Section summary.
The wave function is a normalized probability amplitude whose evolution is constrained by probability conservation and whose spread is limited by the uncertainty principle.
When the potential V(r) is independent of time, the TDSE can be solved using separation of variables: Ψ(r,t)=ψ(r)e−iEt/ℏ. This leads to the Time-Independent Schrodinger Equation (TISE):
H^ψ=Eψ,[−2mℏ2∇2+V(r)]ψ=Eψ.
This is an eigenvalue problem for the energy E. The solutions ψn are stationary states because the probability density ∣Ψ∣2=∣ψ∣2 is constant in time.
Standard Solvable Models.
Undergraduate quantum mechanics focuses on a few exactly solvable 1D potentials:
Infinite Square Well:V=0 for 0<x<a, and ∞ otherwise.
En=2ma2n2π2ℏ2,ψn(x)=a2sin(anπx),n=1,2,…
Quantization arises from the boundary condition $\psi(0) = \psi(a) = 0$.
Harmonic Oscillator:V(x)=21mω2x2.
En=(n+21)ℏω,n=0,1,2,…
The **zero-point energy** $E_0 = \frac{1}{2}\hbar\omega$ is the minimum possible energy, a direct consequence of the uncertainty principle.
Nodes and Energy.
The n-th excited state (for a 1D bound system) has nnodes (points where ψ=0). Higher energy states have more nodes because more “wiggles” correspond to higher curvature (∇2ψ) and thus higher kinetic energy.
Tunneling and Bound States.
Bound States: Discrete energy levels (E<V∞).
Scattering States: Continuous energy spectrum (E>V∞).
Tunneling: A particle has a non-zero probability of being found in classically forbidden regions (E<V(x)), where the wave function decays exponentially rather than oscillating.
H^ψEnEn=Eψ=2ma2n2π2ℏ2=(n+21)ℏω(TISE)(Infinite Well Energies)(SHO Energies)
Example: Finite Square Well.
Unlike the infinite well, the finite well has a finite number of bound states. The wave function “leaks” into the walls, leading to lower energy levels than an infinite well of the same width.
For the ground state (n=1): E1≈0.094eV.
For the first excited state (n=2): E2=4E1≈0.376eV.
The energy spacing is ΔE21=E2−E1≈0.282eV.
The corresponding de Broglie wavelength for n=1 is λ1=2a=4.0nm, which equals twice the well width. The wave function has nodes at the boundaries and no nodes inside.
Problem 1. For a quantum harmonic oscillator with m=1.0×10−26kg and ω=3.0×1014rad/s, calculate the ground-state energy and the energy spacing between adjacent levels in electron-volts.
Converting to eV: E0=1.583×10−20/(1.602×10−19)≈0.0988eV.
The spacing between adjacent levels is ΔE=ℏω=2E0≈0.198eV.
Problem 2. A particle in an infinite square well of width a is in the superposition state ψ(x)=21[ψ1(x)+ψ2(x)], where ψn(x)=2/asin(nπx/a). Find the expectation value of the energy.
Problem 3. Estimate the number of bound states in a finite square well of depth V0=5eV and width a=1.0nm for an electron.
Solution. A rough estimate is obtained by comparing the well depth to the energy spacing of an infinite well of the same width: E1∞=π2ℏ2/(2mea2)≈0.376eV. The number of bound states is approximately N≈⌊V0/E1∞⌋=⌊5/0.376⌋=⌊13.3⌋=⌊3.65⌋=3. A more accurate numerical solution for this well gives either 3 or 4 bound states depending on the exact parameters, with the crude estimate capturing the correct order of magnitude.
Section summary.
The TISE converts the search for energy states into an eigenvalue problem, yielding quantized energy levels for bound systems and predicting phenomena like zero-point energy and tunneling.
The mathematical language of quantum mechanics is linear algebra in Hilbert space. States are represented by vectors, and observables by Hermitian operators.
Dirac Notation and Hilbert Space.
Ket∣ψ⟩: A state vector in Hilbert space.
Bra⟨ψ∣: The dual vector (complex conjugate transpose).
Inner Product⟨ϕ∣ψ⟩: A complex number representing the amplitude of ψ in state ϕ.
Completeness: For an orthonormal basis {∣n⟩}, the sum of projection operators equals the identity: ∑n∣n⟩⟨n∣=I^.
Hermitian Operators and Measurement.
An operator A^ is Hermitian if A^=A^†. Its eigenvalues are real, and its eigenvectors form a complete basis. Measurement “projects” the state:
∣ψ⟩=n∑cn∣an⟩,cn=⟨an∣ψ⟩.
The probability of measuring an is ∣cn∣2.
Commutators and CSCO.
Two observables can be measured simultaneously if and only if their operators commute: [A^,B^]=0. A Complete Set of Commuting Observables (CSCO) is a set of operators whose joint eigenvectors uniquely specify a state. Non-commuting operators satisfy the generalized uncertainty relation.
Schrodinger vs. Heisenberg Pictures.
Schrodinger Picture: States evolve in time (∣ψ(t)⟩), operators are stationary.
Heisenberg Picture: Operators evolve in time (A^(t)=U^†A^U^), states are stationary. The equations of motion are dtdA^=ℏi[H^,A^]+∂t∂A^.
⟨A^⟩n∑∣n⟩⟨n∣dtd⟨A⟩=⟨ψ∣A^∣ψ⟩=I^=ℏi⟨[H^,A^]⟩+⟨∂t∂A^⟩(Expectation Value)(Completeness/Resolution of Identity)(Ehrenfest’s Theorem)
Example: Spin-1/2.
The state of a spin-1/2 particle (e.g., an electron) is a spinor in a 2D Hilbert space. The observables are the Pauli matrices σx,σy,σz. They do not commute, e.g., [σx,σy]=2iσz, so spin components along different axes cannot be known simultaneously.
Problem 2. A system has orthonormal basis {∣1⟩,∣2⟩}. Observable A^ has eigenvalues a1=5 with eigenvector ∣1⟩ and a2=−1 with eigenvector ∣2⟩. The system is in state ∣ψ⟩=21∣1⟩+23∣2⟩. Calculate ⟨A^⟩, ⟨A^2⟩, and the uncertainty ΔA.
Solution.
Section summary.
The formalism provides a representation-independent framework using Dirac notation, Hermitian operators, and completeness relations to describe states and measurements.
Extending quantum mechanics to 3D involves the Laplacian ∇2. For central potentialsV(r), the problem separates into radial and angular parts.
Spherical Coordinates and Separation of Variables.
Using ψ(r,θ,ϕ)=R(r)Yℓm(θ,ϕ), where Yℓm are the spherical harmonics:
Angular Part: Solutions to the angular momentum eigenvalue problem:
L^2Yℓm=ℏ2ℓ(ℓ+1)Yℓm,L^zYℓm=ℏmYℓm.
Radial Part: The function u(r)=rR(r) satisfies a 1D-like equation with an effective potential:
−2mℏ2dr2d2u+[V(r)+2mr2ℏ2ℓ(ℓ+1)]u=Eu.
The term proportional to $\ell(\ell+1)/r^2$ is the **centrifugal barrier**.
Hydrogen Atom and Quantum Numbers.
For the Coulomb potential V(r)=−e2/(4πϵ0r), the energies are quantized:
En=−32π2ϵ02ℏ2me4n21≈−n213.6 eV.
The state is labeled by three quantum numbers:
n (Principal): n=1,2,… (Determines energy).
ℓ (Azimuthal): ℓ=0,1,…,n−1 (Magnitude of L).
m (Magnetic): m=−ℓ,…,+ℓ (z-component of L).
Spin and Addition of Angular Momentum.SpinS is intrinsic angular momentum. For an electron (s=1/2), Sz=±ℏ/2. When combining two angular momenta J1 and J2 (e.g., L and S), the total J can range from ∣j1−j2∣ to j1+j2. The states in the combined basis are related to the individual bases by Clebsch—Gordan coefficients.
Veff(r)S^iJ=V(r)+2mr2ℏ2ℓ(ℓ+1)=2ℏσi=L+S,[J2,L2]=0(Effective Potential)(Spin and Pauli Matrices)(Addition of Angular Momentum)
Example: The Stern—Gerlach Experiment.
This experiment demonstrated the quantization of spin by passing a beam of silver atoms through a non-uniform magnetic field, splitting the beam into two distinct spots corresponding to sz=±ℏ/2.
A hydrogen atom is in the n=2, ℓ=1, m=0 state. The energy is E2=−13.6eV/22=−3.40eV. The Bohr radius is a0=0.529×10−10m. The radial probability density for the 2p state is
Problem 1. An electron in a hydrogen atom is in the state with quantum numbers n=3, ℓ=2, m=−1. What are the possible values of L2, Lz, and the energy?
Solution.
L2=ℏ2ℓ(ℓ+1)=ℏ2(2)(3)=6ℏ2≈6.67×10−68J2\@cdots2
Lz=mℏ=−ℏ≈−1.055×10−34J\@cdots
E3=−13.6eV/32=−1.51eV
Problem 2. What are the possible total angular momentum quantum numbers j when combining orbital angular momentum ℓ=1 with spin s=1/2?
Solution. Using the addition rule ∣j1−j2∣≤j≤j1+j2:
j=∣1−1/2∣,∣1−1/2∣+1,…,1+1/2=1/2,3/2.
So there are two possible j values: j=1/2 (doublet) and j=3/2 (quartet).
Problem 3. For a particle in a central potential, show that the effective potential for the radial motion contains a centrifugal barrier term.
Solution. Starting from the 3D TISE with ψ(r,θ,ϕ)=R(r)Yℓm(θ,ϕ) and substituting u(r)=rR(r):
−2mℏ2dr2d2u+[V(r)+2mr2ℏ2ℓ(ℓ+1)]u=Eu.
The term Vcf(r)=2mr2ℏ2ℓ(ℓ+1) is the centrifugal barrier. For ℓ>0, it diverges as r→0, preventing the particle from reaching the origin.
Section summary.
Three-dimensional systems with central symmetry are solved by separating radial and angular motion, leading to the quantization of orbital and intrinsic (spin) angular momentum.
Identical quantum particles cannot be labeled in a physically meaningful way. Exchanging two identical particles cannot produce a new observable state. In three dimensions, many-particle wave functions are either symmetric or antisymmetric:
Bosons have integer spin and can occupy the same one-particle state. Fermions have half-integer spin and obey the Pauli exclusion principle. The Pauli principle explains shell structure in atoms and the structure of the periodic table.
For two fermions the antisymmetric state can be written as a Slater determinant. For particles with spin, the total wave function includes spatial and spin parts. The product must have the correct exchange symmetry.
Exchange symmetry applies to the complete state, including spin and spatial parts. Two electrons in the same spatial orbital can coexist only if their spin state is antisymmetric, the singlet. If the spin state is symmetric, the spatial state must be antisymmetric, reducing the probability of finding the particles close together.
For many fermions, the Slater determinant automatically changes sign when two particle labels are exchanged and vanishes if two one-particle states are identical. This is the mathematical form of Pauli exclusion. For bosons, symmetrized products allow macroscopic occupation of one state, which underlies Bose—Einstein condensation and coherent fields.
Identical-particle physics is not a small correction. It controls atomic shells, chemical bonding, the Fermi sea in metals, blackbody radiation, phonons, superfluidity, and the structure of matter. The first check in many-body problems is whether the particles are distinguishable, bosons, or fermions.
Worked example: lithium ground state 1s22s1.
Pauli exclusion fixes the electron configuration of lithium. Two electrons fill the 1s shell with opposite spins, and the third must occupy the next available spin-orbital, 2s. Writing the spin-orbitals χ1=ϕ1sα, χ2=ϕ1sβ, χ3=ϕ2sα, the totally antisymmetric three-electron ground state is the Slater determinant
A hypothetical 1s3 configuration would place two columns with identical spin-orbitals (e.g.\ a second ϕ1sα); the determinant would then vanish identically. This is Pauli exclusion in action: it forces the third electron out of the K-shell and into 2s, producing the alkali-metal chemistry of lithium.
Worked example: helium singlet vs.\ triplet.
For two-electron helium, the antisymmetric total wave function factorises into spatial and spin parts. The ground state has both electrons in 1s: the spatial part is symmetric, so the spin part must be the antisymmetric singlet 21(αβ−βα), giving the configuration 1s21S0. Excited states like 1s12s1 admit two combinations: the symmetric spatial 21[ϕ1s(1)ϕ2s(2)+ϕ2s(1)ϕ1s(2)] paired with the singlet (parahelium), and the antisymmetric spatial 21[ϕ1s(1)ϕ2s(2)−ϕ2s(1)ϕ1s(2)] paired with the symmetric triplet (orthohelium). The triplet lies lower in energy because the antisymmetric spatial part suppresses the probability of the two electrons being close, reducing Coulomb repulsion. This exchange splitting is a direct, measurable consequence of fermion antisymmetry.
Two non-interacting electrons are in a 1D infinite square well of width L=1.0nm. The single-particle energies are En=n2E1 with E1=π2ℏ2/(2meL2)≈0.376eV. In the ground state, both electrons occupy n=1 with opposite spins (singlet). The symmetric spatial wave function is
ψ(x1,x2)=L2sin(Lπx1)sin(Lπx2).
The first excited spatial configuration has one electron in n=1 and one in n=2. Because the electrons are fermions, the total wave function must be antisymmetric. For the spin triplet (symmetric spin), the spatial part must be antisymmetric:
This is the antisymmetric singlet state for two electrons in the same spatial orbital.
Problem 2. Three identical bosons can each occupy one of two single-particle states a or b. How many distinct symmetric many-body states exist?
Solution. For bosons, any number can occupy each state. The allowed occupation-number configurations are (Na,Nb)=(3,0),(2,1),(1,2),(0,3). Each corresponds to one distinct symmetric state, so there are 4 states. In contrast, three fermions could not be placed in only two spin-orbitals because of Pauli exclusion.
Problem 3. Two identical spin-0 bosons are in a 1D box. Write the symmetrized two-particle state if one is in ϕ1(x)=2/Lsin(πx/L) and the other in ϕ2(x)=2/Lsin(2πx/L).
Solution. Since they are bosons, the total wave function must be symmetric under exchange:
Section summary.
Identical particles force quantum states to be symmetric or antisymmetric under exchange, producing bosons, fermions, and Pauli exclusion.
Few quantum systems are exactly solvable. For most realistic problems (multi-electron atoms, atoms in external fields, anharmonic vibrations) we expand around a solvable reference. The standard approach is Rayleigh—Schr”odinger perturbation theory: split the Hamiltonian into a solvable part plus a small correction, then expand energies and states in powers of a bookkeeping parameter λ.
Setup. Write H^(λ)=H^0+λH^′, with H^0∣n(0)⟩=En(0)∣n(0)⟩ the known eigenproblem. The unperturbed kets {∣n(0)⟩} are orthonormal and complete. We seek series
The expansion is sensible only when each successive term is much smaller than the previous one. A practical criterion is that, for every state ∣m(0)⟩ coupled to ∣n(0)⟩ by H^′,
Hmn′≪En(0)−Em(0).
Practical implications.
The relevant small parameter is the dimensionless ratio of a typical matrix element to the nearest energy gap, not just the strength of H^′ itself.
Levels close in energy (small denominators) destroy convergence even for a tiny perturbation; this is precisely where degenerate perturbation theory is needed.
The series is generically asymptotic rather than convergent: in many physical problems (e.g. anharmonic oscillators, QED) terms first decrease, then grow. Truncating at the smallest term gives the best estimate.
Perturbation theory cannot describe states absent from H^0. Bound states produced non-perturbatively (tunnelling resonances, bound states in a new potential well) are missed at every finite order.
If En(0) has a g-fold degenerate subspace D={∣na(0)⟩}a=1g, the denominators inside D vanish. The fix is to choose the right basis inside D before applying the formulas above. Build the g×g matrix Wab=⟨na(0)∣H^′∣nb(0)⟩ and diagonalise it; its eigenvalues are the first-order shifts and its eigenvectors are the “good” zeroth-order states that diagonalise H^′ inside D. Couplings to states outside D then enter through the standard non-degenerate sums.
Worked example: linear Stark effect for n=2 hydrogen.
A hydrogen atom in a uniform electric field E=Ez^ sees the perturbation H^′=eEz, where e>0 is the elementary charge and z is the electron coordinate along the field. The n=2 shell is four-fold degenerate with basis
Selection rules from parity (z is odd) and from [L^z,z]=0 (so Δm=0) leave only one independent matrix element,
⟨200∣z∣210⟩=−3a0,
with a0 the Bohr radius. The perturbation matrix in the ordered basis (∣2s⟩,∣2p0⟩,∣2p+1⟩,∣2p−1⟩) is
W=eE0−3a000−3a000000000000.
Diagonalising the upper 2×2 block gives eigenvalues ±3ea0E with eigenvectors 21(∣2s⟩∓∣2p0⟩); the m=±1 states are unshifted to first order. The fourfold level therefore splits into three: two shifted by ±3ea0E and one doubly degenerate level at the original energy. The shift is linear in E, a signature of the accidental ℓ-degeneracy of the Coulomb spectrum.
Example: the Zeeman effect.
For a weak external field B the perturbation is H^′=−μ⋅B, with μ the magnetic moment. Choosing B=Bz^ makes H^′ diagonal in the standard ∣nℓm⟩ basis (already a “good” basis), so first-order theory predicts level splittings linear in the magnetic quantum number m, in agreement with experiment for fields where spin—orbit coupling can be ignored.
A 1D anharmonic oscillator has Hamiltonian H^=H^0+H^′ with H^0=2mp^2+21mω2x^2 and H^′=λx^4, where λ=0.01eV/nm4, m=1.0×10−30kg, and ℏω=0.1eV. Estimate the first-order energy shift of the ground state.
Using ⟨0∣x^4∣0⟩=43(mωℏ)2, we first compute the characteristic length a=ℏ/(mω). With ℏω=0.1eV and m=10−30kg:
Problem 1. A particle in an infinite square well (0<x<a) is subject to perturbation H^′=V0 for a/3<x<2a/3 and zero elsewhere. Find the first-order energy shift of the nth level.
Solution. The unperturbed states are ψn(0)(x)=2/asin(nπx/a). The first-order shift is
Problem 2. For a two-level system with unperturbed energies E1(0)=1eV and E2(0)=3eV, the perturbation has matrix elements H11′=0.1eV, H22′=−0.1eV, and H12′=H21′=0.2eV. Calculate the second-order correction to E1(0).
Solution.
The second-order correction lowers the ground-state energy, as required by the variational principle.
Problem 3. A two-fold degenerate level has degenerate subspace spanned by ∣1⟩ and ∣2⟩. The perturbation matrix in this subspace is W=(2112)eV. Find the first-order energy shifts and the “good” zeroth-order states.
Solution. Diagonalize W. The characteristic equation is (2−λ)2−1=0, giving λ=3 or λ=1. The first-order shifts are E(1)=3eV and 1eV. The eigenvectors are ∣+⟩=21(∣1⟩+∣2⟩) for λ=3 and ∣−⟩=21(∣1⟩−∣2⟩) for λ=1. These are the good zeroth-order states.
Section summary.
Perturbation theory expresses corrections as power series in a small parameter, with first- and second-order energies built from the matrix elements Hmn′ divided by unperturbed gaps. Convergence requires every ∣Hmn′∣ to be much smaller than the corresponding gap ∣En(0)−Em(0)∣; when that fails because of degeneracy, diagonalising H^′ inside the degenerate subspace, as in the linear Stark effect of n=2 hydrogen, restores predictive power.
Time-dependent perturbation theory computes transition probabilities caused by a weak time-dependent interaction:
H^(t)=H^0+V^(t).
Write the state as a superposition of unperturbed energy eigenstates. The perturbation changes the coefficients.
To first order, the transition amplitude from ∣i⟩ to ∣f⟩ is proportional to
∫0teiωfit′Vfi(t′)dt′,ωfi=ℏEf−Ei.
If the perturbation oscillates at a frequency close to ωfi, transitions are enhanced. This gives selection rules and resonance behavior in light-matter interaction.
For long times and dense final states, the transition rate becomes Fermi’s golden rule:
Γi→f=ℏ2π∣Vfi∣2ρ(Ef).
It is one of the most important formulas in atomic, nuclear, and condensed-matter physics.
The perturbation drives transitions most efficiently when its frequency matches an energy difference. This is the origin of absorption and emission lines. If V^(t) comes from an electromagnetic wave, the matrix element contains both the field strength and a transition dipole or multipole matrix element.
Selection rules arise when a matrix element vanishes by symmetry. For electric dipole transitions in atoms, common rules are Δℓ=±1 and Δm=0,±1, with details depending on polarization. A forbidden transition is often not absolutely impossible; it may be allowed by a weaker magnetic dipole, electric quadrupole, or symmetry-breaking interaction.
Fermi’s golden rule assumes weak coupling, long times compared with microscopic oscillations, and a continuum or dense set of final states. It is a rate formula, not a formula for coherent two-level oscillations. Strong resonant driving instead leads to Rabi oscillations.
Worked example: Rabi oscillations of a resonantly driven two-level atom.
Consider a two-level atom with ground state ∣g⟩ and excited state ∣e⟩ of energies Eg and Ee, so ω0=(Ee−Eg)/ℏ. Place it in a classical monochromatic field E(t)=E0ϵ^cosωt, giving the dipole interaction V^(t)=−d^⋅E(t). Writing ∣ψ(t)⟩=cg(t)e−iEgt/ℏ∣g⟩+ce(t)e−iEet/ℏ∣e⟩, the Schr”odinger equation gives coupled equations for (cg,ce). Defining the Rabi frequency
Ω=ℏdegE0,deg=⟨e∣d^⋅ϵ^∣g⟩,
and dropping rapidly oscillating ∼e±i(ω+ω0)t terms (rotating-wave approximation) leaves only slow terms ∼e±i(ω−ω0)t. On exact resonance ω=ω0 and with cg(0)=1, ce(0)=0, the solution is
cg(t)=cos2Ωt,ce(t)=−isin2Ωt,
so the excited-state population oscillates coherently as
Pe(t)=∣ce(t)∣2=sin22Ωt.
The population swaps fully between ∣g⟩ and ∣e⟩ with period 2π/Ω; a pulse of area Ωt=π (a “π-pulse”) inverts the atom, while Ωt=π/2 prepares an equal superposition. Off resonance, the generalised Rabi frequency Ω~=Ω2+(ω−ω0)2 replaces Ω and the maximum excitation drops to Ω2/Ω~2<1. This non-perturbative result complements first-order perturbation theory: short times or weak driving (Ωt≪1) recover Pe≈(Ωt/2)2, the linear-response limit.
A hydrogen atom initially in the ground state (∣1s⟩, E1=−13.6eV) is exposed to a time-dependent electric field E(t)=E0e−t2/τ2 polarized along z, with E0=105V/m and τ=1.0×10−14s. Estimate the transition probability to the ∣2pz⟩ state (E2=−3.4eV) to first order.
The perturbation is V^(t)=eE(t)z. The transition frequency is
With ω21τ≈155≫1, the Gaussian factor is extremely small (∼e−6000), so the transition probability is essentially zero. This illustrates the adiabatic limit: when the perturbation varies slowly compared with the transition period, no transitions occur.
Problem 1. A two-level system with H^0=Eg∣g⟩⟨g∣+Ee∣e⟩⟨e∣ is driven by a constant perturbation V^=V0(∣g⟩⟨e∣+∣e⟩⟨g∣) turned on at t=0. If the system starts in ∣g⟩, find the transition probability to ∣e⟩ at time t to first order.
Problem 2. In a scattering experiment, the initial state ∣i⟩ couples to a continuum of final states ∣f⟩ with constant matrix element Vfi=0.01eV. The density of final states at the relevant energy is ρ(Ef)=2.0eV−1. Calculate the transition rate using Fermi’s golden rule.
The lifetime of the initial state is τ=1/Γ≈5.2×10−13s.
Problem 3. A spin-1/2 particle in a magnetic field B=B0z^ has Hamiltonian H^0=−γB0S^z with γ the gyromagnetic ratio. A weak transverse field B1 is applied along x and oscillates as B1(t)=B1cosωt. Write the perturbation and identify the resonance condition.
In the basis {∣+⟩z,∣−⟩z}, this couples the two spin states. The energy splitting is ΔE=γℏB0, so the resonance frequency is ω0=ΔE/ℏ=γB0. When ω=ω0, the driving field is on resonance and induces Rabi oscillations between the spin states with Rabi frequency Ω=γB1.
Section summary.
Time-dependent perturbation theory computes transition probabilities and rates caused by weak time-dependent interactions.
The variational principle provides a powerful way to estimate the ground-state energy E0 of a system when an exact solution is impossible.
The Variational Theorem.
For any normalized trial wave function ∣ψ⟩, the expectation value of the Hamiltonian is always greater than or equal to the true ground-state energy:
E0≤⟨ψ∣H^∣ψ⟩.
For an unnormalized trial state ψα depending on a parameter α, we minimize the Rayleigh quotient:
ϵ(α)=⟨ψα∣ψα⟩⟨ψα∣H^∣ψα⟩.
The best estimate for E0 is the minimum value of ϵ(α).
Success of the Method.
The method is highly successful because even a rough guess for the wave function often yields a very accurate upper bound for the energy. This is because the error in energy is of second order in the error of the wave function.
Example: Ground State of Helium.
The Helium atom has two electrons and a nucleus with charge Z=2. The Hamiltonian includes an electron-electron repulsion term that makes it unsolvable. A simple trial wave function is a product of two hydrogenic states with an effective chargeZeff as the variational parameter. Minimizing the energy yields Zeff=2−5/16=1.6875, showing how one electron “screens” the nucleus for the other.
Estimate the ground-state energy of a 1D harmonic oscillator V(x)=21mω2x2 using the trial function ψα(x)=(πα)1/4e−αx2/2, where α>0 is a variational parameter. The exact answer is E0=21ℏω.
First compute the normalization: ⟨ψα∣ψα⟩=1 by construction. The kinetic energy expectation is
⟨T⟩=−2mℏ2∫−∞∞ψαdx2d2ψαdx=4mℏ2α.
The potential energy expectation is
⟨V⟩=21mω2∫−∞∞x2∣ψα∣2dx=4αmω2.
The Rayleigh quotient is
ϵ(α)=4mℏ2α+4αmω2.
Minimizing: dαdϵ=4mℏ2−4α2mω2=0⇒α=ℏmω.
Substituting back:
ϵmin=4mℏ2ℏmω+4mω2mωℏ=4ℏω+4ℏω=21ℏω.
The variational estimate equals the exact ground-state energy because the trial function has the same Gaussian form as the true ground state.
Problem 1. Use the variational principle with trial function ψ(x)=N(a2−x2) for ∣x∣<a and zero otherwise to estimate the ground-state energy of an infinite square well of width L (−L/2<x<L/2). Use a as the variational parameter with a≤L/2.
The WKB approximation is a semiclassical method for one-dimensional problems where the potential changes slowly compared with the de Broglie wavelength. Define the local classical momentum
p(x)=2m(E−V(x)).
In the classically allowed region E>V(x), the wave function is approximately oscillatory:
ψ(x)≈p(x)Cexp(±ℏi∫xp(x′)dx′).
In the forbidden region E<V(x), the momentum is imaginary and the wave function grows or decays exponentially. This gives a simple estimate of tunneling probabilities:
T∼exp[−ℏ2∫x1x2∣p(x)∣dx].
At turning points E=V(x), the naive WKB form fails and connection formulas are needed. For bound motion between two turning points, WKB gives the quantization rule
WKB works when the local wavelength changes slowly:
dxdλdB≪1,λdB=p(x)h.
It fails near turning points because p(x)→0 and the amplitude factor diverges. Connection formulas repair the solution by matching to Airy-function behavior near the turning point.
The quantization rule is a semiclassical action condition. It says that the phase accumulated over a classical round trip must be compatible with a standing wave, with a correction from the turning points. It reproduces the exact large-n behavior of many bound systems and gives good intuition for why classical action appears in quantum mechanics.
For tunneling, the exponential factor is usually more important than the prefactor. This makes WKB useful for alpha decay, field emission, scanning tunneling microscopy, and barrier penetration in semiconductor devices. The approximation should be checked by asking whether the barrier varies slowly on the de Broglie-wavelength scale.
WKB quantization of a particle in a linear potential well.
Consider a particle of mass m in a triangular well defined by V(x)=Fx for x>0 and V(x)=∞ for x<0, where F>0 is a constant force. We want to estimate the energy levels using the WKB quantization rule.
The turning points are x1=0 (hard wall) and x2=E/F (where E=V(x)). The WKB quantization condition with one hard wall and one soft turning point is
∫0En/F2m(En−Fx)dx=(n−41)πℏ,n=1,2,…
Evaluating the integral:
∫0E/F2m(E−Fx)dx=3F22mE3/2.
Setting this equal to (n−1/4)πℏ and solving for En gives
En=[22m3πℏF(n−41)]2/3.
For an electron (m=9.11×10−31kg) in a field corresponding to F=1.0×10−9N (a very weak force), the ground-state energy (n=1) is
Problem 1. A particle of mass m tunnels through a rectangular barrier of height V0>E and width a. Use the WKB approximation to estimate the transmission coefficient T.
Solution. In the forbidden region 0<x<a, the local momentum is imaginary: p(x)=i2m(V0−E). The WKB tunneling factor is
T∼exp[−ℏ2∫0a2m(V0−E)dx]=exp[−ℏ2a2m(V0−E)].
For an electron (m=9.11×10−31kg) with E=1eV tunneling through a barrier V0=2eV of width a=1nm:
so T∼e−10.2≈3.7×10−5. The transmission is exponentially sensitive to both barrier width and height.
Problem 2. Use the WKB quantization rule to estimate the large-n energy levels of the infinite square well V(x)=0 for 0<x<a, ∞ otherwise.
Solution. The WKB rule for two hard walls is ∫0ap(x)dx=nπℏ with p=2mE. Thus
2mEna=nπℏ⟹En=2ma2n2π2ℏ2.
Remarkably, this matches the exact result for all n because the WKB wave function happens to be exact for a constant zero potential between hard walls.
Problem 3. A harmonic oscillator has V(x)=21mω2x2. Apply the WKB quantization rule and compare with the exact answer.
Solution. The classical turning points are x=±xn with xn=2En/(mω2). The action integral is
∫−xnxn2m(En−21mω2x2)dx=ωπEn.
Setting this equal to (n+1/2)πℏ gives
En=(n+21)ℏω,
which is exactly the known spectrum of the quantum harmonic oscillator. The WKB approximation is exact here because the turning-point corrections sum to the Maslov index 1/2.
Section summary.
The WKB approximation connects quantum waves to classical action when the potential varies slowly.